5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Ameriprise Financial AMP

	Holder			Kind
07/27	BlackRock07/27	8.2%7,395,693 sh	−1.2pp	13G passiveAmendment
05/12	State Street05/12	5.1%4,595,792 sh	First report	13G passive
04/29	Vanguard Capital Management04/29	7.54%6,841,348 sh	First report	13G passive
04/28	Vanguard Portfolio Management04/28	5.81%5,276,992 sh	First report	13G passive
25/11/04	Chase & Co Jpmorgan25/11/04	4.1%3,866,962 sh	−0.9pp	13G passiveAmendment
25/10/24	Chase & Co Jpmorgan25/10/24	5%4,780,612 sh	−1.0pp	13G passiveAmendment
25/04/25	Chase & Co Jpmorgan25/04/25	6%5,789,850 sh	First report	13G passive