5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Amanat Acquisition AMAN

	Holder			Kind
08/14	ADAR1 Capital Management08/14	9.6%750,000 sh	First report	13G passive
08/14	Sculptor Capital08/14	9.4%732,867 sh	+3.4pp	13G passiveAmendment
08/14	Braidwell08/14	9.3%700,000 sh	First report	13G passive
08/14	Great Point Partners08/14	6.67%500,000 sh	+1.5pp	13G passiveAmendment
08/13	Affinity Asset Advisors08/13	5%375,000 sh	First report	13G passive
08/12	Amanat Sponsor Holdings08/12	22.5%2,175,000 sh	−2.2pp	13DAmendment
08/10	RP Investment Advisors08/10	9.5%739,919 sh	+1.3pp	13G passiveAmendment
08/03	Integrated Core Strategies08/03	3.5%276,160 sh	−5.4pp	13G passiveAmendment
06/16	RP Investment Advisors06/16	8.2%639,919 sh	First report	13G passive
06/11	Amanat Sponsor Holdings06/11	24.7%2,456,250 sh	First report	13D
06/04	Sculptor Capital06/04	6.03%470,188 sh	First report	13G passive
05/27	Great Point Partners05/27	5.17%500,000 sh	First report	13G passive
05/26	Integrated Core Strategies05/26	8.9%697,374 sh	First report	13G passive