5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Calisa Acquisition ALIS

	Holder			Kind
05/14	Barclays05/14	7.46%629,321 sh	First report	13G passive
02/13	Karpus Management02/13	5.94%500,375 sh	First report	13G passive
25/10/28	Dahe Zhang25/10/28	8.6%723,525 sh	First report	13D
25/10/28	Na Gai25/10/28	17.4%1,468,975 sh	First report	13D