5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Advanced Energy Industries AEIS

	Holder			Kind
08/06	FMR08/06	3.8%1,441,862.87 sh	−1.4pp	13G passiveAmendment
07/27	BlackRock07/27	9.9%3,747,567 sh	−2.0pp	13G passiveAmendment
07/17	BlackRock Portfolio Management07/17	2.3%878,832 sh	−2.9pp	13G passiveAmendment
04/29	Vanguard Capital Management04/29	5.23%1,981,070 sh	First report	13G passive
04/29	BlackRock04/29	11.9%4,511,686 sh	−2.8pp	13G passiveAmendment
04/29	BlackRock Portfolio Management04/29	5.3%2,027,896 sh	First report	13G passive
04/28	Vanguard Portfolio Management04/28	6.21%2,353,249 sh	First report	13G passive
03/26	Vanguard Group03/26	0%0 sh	−13.0pp	13G passiveAmendment
02/05	FMR02/05	5.2%1,962,779.96 sh	−2.2pp	13G passiveAmendment
25/11/14	Ameriprise Financial25/11/14	4.8%1,820,336 sh	−0.5pp	13G passiveAmendment
25/11/05	FMR25/11/05	7.4%2,803,703.28 sh	−1.9pp	13G passiveAmendment