5% stake reports

Filings through 10/01

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 688; Last 30 days · 09/02–10/01
13D reports: 377; Last 30 days · 09/02–10/01
First reports over 5%: 252; Last 30 days · 09/02–10/01
Dropped below 5%: 84; Last 30 days · 09/02–10/01

5% stake reports

Anfield Energy AEC

	Holder			Kind
05/15	Extract Advisors05/15	6.6%1,275,271 sh	−2.9pp	13G passiveAmendment
02/13	Extract Advisors02/13	9.5%1,654,052 sh	First report	13G passive
01/16	Uranium Energy01/16	36.8%7,159,377 sh	−0.2pp	13D
25/10/03	Uranium Energy25/10/03	37%6,262,516 sh	First report	13G passive