5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

American Assets Trust AAT

	Holder			Kind
08/26	Ernest S. Rady08/26	38%28,951,754 sh	+0.9pp	13DAmendment
05/27	Ernest S. Rady05/27	37.1%28,303,096 sh	+0.7pp	13DAmendment
04/28	Vanguard Portfolio Management04/28	8.82%5,416,967 sh	First report	13G passive
01/26	Senvest Management01/26	5.1%3,088,587 sh	First report	13G passive
25/04/15	Ernest S. Rady25/04/15	36.4%27,615,851 sh	No earlier report	13DAmendment