Lobbying

Securities Industry and Financial Markets Association's latest lobbying report covers Q2 2026, at $2M. The four quarters Q4 2025–Q3 2026 total $7.2M. Its first report covers Q4 2022; the issues it reports most are Taxation/Internal Revenue Code and Banking.

Securities Industry and Financial Markets Association

Latest quarter
No record
Q3 2026 · 0 reports
Last 12 months
$7.2M
Last 4 quarters
vs last quarter
−100.0%
Q3 2026 against the quarter before
First report
Q4 2022
The first quarter a report named it

Lobbying by quarter

Securities Industry and Financial Markets Association lobbying by quarter
Securities Industry and Financial Markets Association lobbying by quarter
QuarterAmountReports
Q4 2022$2.2M2
Q1 2023$1.4M2
Q2 2023$1.5M2
Q3 2023$1.8M2
Q4 2023$3M2
Q1 2024$1.7M2
Q2 2024$1.5M2
Q3 2024$1.6M2
Q4 2024$3M2
Q1 2025$1.9M2
Q2 2025$2.1M2
Q3 2025$2M2
Q4 2025$3.2M2
Q1 2026$2M2
Q2 2026$2M2
Q3 2026$00

By issue

  • Taxation$6.6M · 30 reports
  • Banking$6.1M · 15 reports
  • Commodities$6.1M · 15 reports
  • Financial institutions and securities$6.1M · 15 reports
  • Retirement$6.1M · 15 reports

An issue's amount splits each report's amount equally over the issues the report lists.

Who was lobbied

  • HOUSE OF REPRESENTATIVES30 reports
  • SENATE30 reports
  • Commodity Futures Trading Commission (CFTC)15 reports
  • Executive Office of the President (EOP)15 reports
  • Federal Deposit Insurance Corporation (FDIC)15 reports
  • Federal Housing Finance Agency (FHFA)15 reports
  • Federal Reserve System15 reports
  • Homeland Security, Dept of (DHS)15 reports
  • Internal Revenue Service (IRS)15 reports
  • Labor, Dept of (DOL)15 reports
  • Natl Economic Council (NEC)15 reports
  • Natl Security Council (NSC)15 reports
  • Office of the Comptroller of the Currency (OCC)15 reports
  • Securities & Exchange Commission (SEC)15 reports
  • Treasury, Dept of15 reports

Firms it paid

Firm
In-houseSecurities Industry and Financial Markets Association$30.3M15 quarters
Capitol Tax Partners$570K15 quarters

Former officials lobbying for it

Former position
NICOLE SWIFTSupervisory Employee Benefits Law Specialist - Department of Labor, Employee Benefits Law Specialist - Department of Labor, Benefits Advisor - Department of LaborQ1 2026
KEVIN RUANEAttorney-Advisor in the Office of the Chief Counsel at the Federal Aviation Administration, AGC-100 (Employment Law Division)Q3 2025
JESSICA BARKERVolunteer Legal Intern at the Department of Justice Counsel, Senator Todd Young Counsel, Office of Legal Policy, U.S. Depart Of Justice Acting Chief of Staff, Office of Legal Policy, U.S. Department of Justice General Counsel, Senator Todd YoungQ1 2025
KEVIN CARSONSEC (Chief Counsel in the Office of Legislative and Intergovernmental Affairs); Sen Manchin (Chief Counsel/Legislative Assistant); Rep. Beatty (Legislative Assistant and Counsel)Q2 2024
COURTNEY RYANCongressman Mo Brooks: Intern.Q2 2023
LUCAS WESTCongressman Blaine Luetkemeyer: Senior Policy Advisor, Legislative Director, Legislative Assistant, Legislative Correspondent, Staff Assistant.Q2 2023
MARGARET MORGANCongressman Mo Brooks: Intern.Q2 2023
PHILIP AUSTINSenator Deb Fischer: Legislative Assistant; Senator Pat Roberts: Legislative Assistant; Senator Steve Danies: Tax and Economic Policy Advisor.Q2 2023

Lobbying reports

Filed by
07/20for Q2Capitol Tax Partners$50K
07/10for Q2In-house$1.9M
04/17for Q1Capitol Tax Partners$50K
04/16for Q1In-house$1.9M
01/19for Q4 2025Capitol Tax Partners$50K
01/15for Q4 2025In-house$3.2M
25/10/17for Q3 2025Capitol Tax Partners$50K
25/10/15for Q3 2025In-house$1.9M
25/07/17for Q2 2025Capitol Tax Partners$50K
25/07/17for Q2 2025In-house$2.1M
25/04/18for Q1 2025Capitol Tax Partners$50K
25/04/11for Q1 2025In-house$1.9M
25/01/21for Q4 2024Capitol Tax Partners$30K
25/01/17for Q4 2024In-house$3M
24/10/17for Q3 2024Capitol Tax Partners$30K
24/10/17for Q3 2024In-house$1.6M
24/07/18for Q2 2024Capitol Tax Partners$30K
24/07/18for Q2 2024In-house$1.5M
24/04/19for Q1 2024In-house$1.6M
24/04/19for Q1 2024Capitol Tax Partners$30K